Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Adam Shaw is a financial professional with over 20 years of experience in the industry. Jonathan is currently registered with The Leaders Group, Inc. and holds Series 6, 63 and SIE licenses. Jonathan has previously held positions at WMA Securities, Inc. and Lifemark Securities Corp. Jonathan is licensed in Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2020 - Present
THE Leaders Group, Inc. (LITTLETON CO)
GA
01/06/2000 - 08/27/2001
WMA SECURITIES, INC. (DULUTH GA)
GA
08/11/1997 - 06/25/1999
WMA SECURITIES, INC. (DULUTH GA)
NY
09/15/1995 - 08/12/1997
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
BC
Issued 02/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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