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Jonathan Adam Guskind

Houlihan Lokey Capital, Inc.

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About Jonathan Adam Guskind

Jonathan Guskind is a financial advisor with Houlihan Lokey Capital, Inc. in New York, NY. Jonathan has been in the industry since June 16, 2010. Jonathan is licensed to sell securities in New York. Previously, Jonathan was affiliated with Morgan Stanley & Co. LLC and BNP Paribas Securities Corp.

Firm Information

Jonathan Guskind is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Guskind’s Registration & Firm History

NY

04/26/2021 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

NY

06/25/2013 - 05/10/2021

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

08/23/2006 - 08/31/2009

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/29/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/22/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Adam Guskind.
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