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Jonathan Acquaviva

Barclays Capital Inc.

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About Jonathan Acquaviva

Jonathan Acquaviva is a financial professional with over 15 years of experience in the industry. Jonathan is currently registered with Barclays Capital Inc. Jonathan has previously worked with E*TRADE SECURITIES LLC, LEHMAN BROTHERS INC. and CHASE INVESTMENT SERVICES CORP. Jonathan has a broad range of experience including Securities Industry Essentials Examination (SIE), Operations Professional Examination (Series 99), and Investment Company Products/Variable Contracts Representative Examination (Series 6). Jonathan is currently registered with Barclays Capital Inc., a firm that is active in both Broker-Dealer and Investment Advisor capacity.

Firm Information

Jonathan Acquaviva is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jonathan Acquaviva’s Registration & Firm History

NY

02/07/2020 - Present

Barclays Capital Inc. (NEW YORK NY)

NJ

05/01/2017 - 11/07/2019

E*TRADE SECURITIES LLC (Jersey City NJ)

NY

01/31/2006 - 01/28/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

IL

09/29/2005 - 02/14/2006

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2017

Series 99 - Operations Professional Examination

BC

Issued 09/28/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jonathan Acquaviva.
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