Unclaimed
Jonathan Acquaviva is a financial professional with over 15 years of experience in the industry. Jonathan is currently registered with Barclays Capital Inc. Jonathan has previously worked with E*TRADE SECURITIES LLC, LEHMAN BROTHERS INC. and CHASE INVESTMENT SERVICES CORP. Jonathan has a broad range of experience including Securities Industry Essentials Examination (SIE), Operations Professional Examination (Series 99), and Investment Company Products/Variable Contracts Representative Examination (Series 6). Jonathan is currently registered with Barclays Capital Inc., a firm that is active in both Broker-Dealer and Investment Advisor capacity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/07/2020 - Present
Barclays Capital Inc. (NEW YORK NY)
NJ
05/01/2017 - 11/07/2019
E*TRADE SECURITIES LLC (Jersey City NJ)
NY
01/31/2006 - 01/28/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IL
09/29/2005 - 02/14/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 10/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2017
Series 99 - Operations Professional Examination
BC
Issued 09/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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