Unclaimed
Jonathan Abesames Naga is a registered representative with Williams Trading LLC. Jonathan has been in the financial services industry since 2003. Jonathan has Series 7, 3, 55, 63 and SIE licenses. Jonathan is registered in 29 states and has experience with several firms, including Albert Fried & Company, LLC and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/20/2021 - Present
Williams Trading LLC (WESTPORT CT)
NY
11/11/2005 - 03/30/2006
ALBERT FRIED & COMPANY, LLC (NEW YORK NY)
NY
12/08/1998 - 04/21/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/10/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2003
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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