Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan A. Schwartz is an investment advisor representative with J.p. Morgan Securities LLC. Jonathan has been in the industry since October 11, 2004. Jonathan is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 65 licenses, along with the Securities Industry Essentials (SIE) Exam. Jonathan has specialized experience in working with high net worth individuals, individuals other than high net worth, insurance companies, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. Jonathan is also registered as an investment advisor representative in Illinois and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
11/27/2023 - Present
J.p. Morgan Securities LLC (Chicago IL)
NY
09/09/2004 - 08/04/2009
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
IL
06/28/2002 - 07/13/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NY
07/25/2001 - 05/06/2002
GENERAL RE SECURITIES CORPORATION (NEW YORK NY)
NY
11/15/1996 - 08/19/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 10/27/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/19/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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