Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jonathan? Claim Your ProfileJonathan Fiore is a financial professional with over 20 years of experience in the industry. He has a wide range of experience in the financial services industry, having worked with several reputable firms such as J.P. Morgan Securities LLC, Lehman Brothers Inc., and Donaldson, Lufkin & Jenrette Securities Corporation. Jonathan holds multiple licenses including Series 7, 24, 55, 63, 99TO, and SIE. He is currently registered with Cantor Fitzgerald & Co. and holds licenses for various states including California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/26/2017 - Present
Cantor Fitzgerald & Co. (SHREWSBURY NJ)
NY
10/01/2008 - 01/03/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/21/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/26/2000 - 06/21/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
07/24/2000 - 10/19/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
TN
05/18/1999 - 06/05/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 04/22/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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