linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Jon Winslow Whiting

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Jon? Claim Your Profile

About Jon Winslow Whiting

Jon Whiting has been in the financial industry since February 21, 2013 and is currently a registered representative with National Financial Services LLC. Jon has a series 7, 24, 55, 63 and 7TO licenses and is registered in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands. Jon previously worked at State Street Global Markets, LLC and Heartland Securities Corp.

Firm Information

Jon Whiting is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Jon Whiting’s Registration & Firm History

MA

06/18/2020 - Present

National Financial Services LLC (BOSTON MA)

MA

07/12/2004 - 04/01/2010

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

NJ

07/09/2001 - 02/11/2003

HEARTLAND SECURITIES CORP. (EDISON NJ)

Not sure if Jon Winslow Whiting is right for you?

Licenses & Designations

BC

Issued 06/04/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/2020

Series 24 - General Securities Principal Examination

BC

Issued 06/17/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/27/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/06/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jon Winslow Whiting.
Not sure if Jon Winslow Whiting is right for you?