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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Scott is a financial advisor with over 30 years of experience in the industry. Jon Scott is currently registered with UBS Financial Services Inc. Jon Scott has been with UBS Financial Services Inc. since June 2008 and has previously worked with NATCITY INVESTMENTS, INC., RED CAPITAL MARKETS, INC., and HIBBARD BROWN & CO., INC. Jon Scott is a Certified Financial Planner and holds the following licenses: Series 7, Series 31, Series 63, and Series 65. Jon Scott is also registered to offer investment advice in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
03/12/2012 - Present
UBS Financial Services Inc. (CINCINNATI OH)
OH
10/13/2004 - 06/06/2008
NATCITY INVESTMENTS, INC. (CINCINNATI OH)
OH
06/22/1993 - 10/13/2004
RED CAPITAL MARKETS, INC. (COLUMBUS OH)
NY
12/20/1988 - 06/09/1993
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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