Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Pratt is a financial advisor with over 25 years of experience in the industry. Jon Pratt currently works at Kroll Securities LLC. Jon Pratt holds Series 7, 63, 79, and SIE licenses and is registered in California, Kentucky, Maine, Massachusetts, Minnesota, North Dakota, and Pennsylvania. Jon Pratt previously worked at Tully & Holland, Incorporated and Warburg Dillon Read LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/01/2020 - Present
Kroll Securities LLC (CHICAGO IL)
MA
06/20/2017 - 06/02/2020
TULLY & HOLLAND, INCORPORATED (BOSTON MA)
NY
12/19/1995 - 01/29/2000
WARBURG DILLON READ LLC (NEW YORK NY)
BC
Issued 06/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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