Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Thomas Nelson is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Jon has been in the industry since 1970. Jon is registered to offer investment advice and securities in several states. Jon holds Series 7, 8, 9, 10, 63, and 65 licenses and holds the SIE designation. In addition to being with Stifel, Nicolaus & Company, Inc., Jon was previously registered with Ameriprise Financial Services, LLC, Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Waddell & Reed, Inc., and Evans & Co., Inc. Jon specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/22/2024 - Present
Stifel, Nicolaus & Company, Inc. (WESTPORT CT)
CT
04/12/2013 - 06/05/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Westport CT)
CT
01/01/2008 - 04/15/2013
WELLS FARGO ADVISORS, LLC (WESTPORT CT)
CT
11/10/1972 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SOUTHPORT CT)
NA
06/26/1973 - 09/24/1974
WADDELL & REED, INC.
NA
07/20/1970 - 12/03/1972
EVANS & CO., INC.
IA
Issued 10/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1977
PC - AMEX Put and Call Exam
BC
Issued 08/05/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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