Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Thomas Boldt is an investment advisor representative registered with Capital Client Group, Inc., a firm headquartered in Los Angeles, CA. Jon has a strong track record in the financial industry, with experience at Waddell & Reed and Ivy Distributors, Inc., prior to joining Capital Client Group, Inc. Jon holds the Series 7, 6, 63, and 65 licenses, as well as the SIE exam. Jon also holds a number of other professional designations that demonstrate commitment to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
12/08/2018 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
KS
01/08/2009 - 08/01/2018
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
11/17/2006 - 08/01/2018
WADDELL & REED (OVERLAND PARK KS)
IA
Issued 12/08/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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