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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Tubbs is an Investment Advisor Representative (IAR) for Osaic Wealth, Inc. with over 39 years of experience in the financial industry. Jon has a wide range of experience, having worked at a number of firms including Wall Street Financial Group, Inc. and Securities America, Inc. Jon has an extensive background in financial planning, portfolio management and pension consulting. Jon holds the Series 6, 7, 24, 26, 53 and 63 licenses, as well as the SIE and Series 65 certifications. Jon is currently licensed in 17 states and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TN
06/14/2024 - Present
Osaic Wealth, Inc. (KNOXVILLE TN)
TN
09/23/2016 - 06/14/2024
SECURITIES AMERICA, INC. (KNOXVILLE TN)
TN
02/26/1997 - 09/23/2016
WALL STREET FINANCIAL GROUP, INC. (KNOXVILLE TN)
AZ
01/31/1997 - 03/03/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
01/13/1995 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
FL
03/17/1992 - 01/10/1995
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
GA
02/12/1992 - 03/17/1992
PLANNED INVESTMENTS INC. (ATLANTA GA)
GA
07/10/1984 - 02/14/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 01/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/13/1996
Series 24 - General Securities Principal Examination
BC
Issued 04/18/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1995
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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