Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Spencer Ein is a financial professional with over 5 years of experience in the industry. Jon Spencer Ein is currently registered with GT Securities, Inc. in Maryland and is a Series 79, Series 79TO and SIE licensed professional. Jon Spencer Ein previously worked at INDEPENDENT INVESTMENT BANKERS, CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/14/2021 - Present
GT Securities, Inc. (LOS ANGELES CA)
TX
03/30/2017 - 06/15/2018
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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