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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Williams is a financial advisor who has been working in the financial industry since 1996. Jon is currently registered with LPL Financial LLC and has been with the firm since September of 2021. Jon has previously worked with several other firms, including Mutual of Omaha Investor Services, Inc., AXA Advisors, LLC, and MetLife Securities Inc. Jon is registered in 51 states and the District of Columbia. Jon offers a range of financial services including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
09/28/2021 - Present
LPL Financial LLC (COLUBMIA TN)
TN
08/27/2018 - 06/18/2021
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (FRANKLIN TN)
TN
03/08/2016 - 08/08/2018
AXA ADVISORS, LLC (FRANKLIN TN)
TN
09/30/2014 - 01/09/2016
SAGEPOINT FINANCIAL, INC. (MURFREESBORO TN)
TN
02/08/2013 - 06/06/2014
METLIFE SECURITIES INC. (FRANKLIN TN)
TN
11/04/2010 - 02/07/2013
U.S. BANCORP INVESTMENTS, INC. (COLLEGE GROVE TN)
TN
04/29/2005 - 10/25/2010
MORGAN KEEGAN & COMPANY, INC. (FRANKLIN TN)
GA
01/03/2005 - 05/03/2005
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NC
05/19/2003 - 01/03/2005
NCF FINANCIAL SERVICES, INC. (DURHAM NC)
OH
07/12/2002 - 05/06/2003
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
OH
12/09/2000 - 06/19/2002
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
TN
09/09/1999 - 11/08/2000
PFIC SECURITIES CORPORATION (FRANKLIN TN)
WI
02/01/1997 - 10/25/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
11/16/1995 - 02/01/1997
AMERISTAR CAPITAL MARKETS, INC.
IA
Issued 11/21/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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