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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Gwatney is a financial advisor with Prime Capital Financial in Hammond, Louisiana. Jon has over 10 years of experience in the financial services industry. Jon is registered to provide investment advisory services in Louisiana and Texas. Jon is a graduate of Louisiana State University and holds a Series 6, 7, 31, and 66 licenses. Prior to joining Prime Capital Financial, Jon worked as a financial advisor with Merrill Lynch, Morgan Stanley, J.P. Morgan Securities, and Chase Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
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2
LA
07/20/2022 - Present
Prime Capital Financial (Hammond LA)
LA
11/03/2014 - 07/02/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BATON ROUGE LA)
LA
06/06/2013 - 12/02/2014
MORGAN STANLEY (BATON ROUGE LA)
LA
10/01/2012 - 04/08/2013
J.P. MORGAN SECURITIES LLC (BATON ROUGE LA)
LA
08/15/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BAKER LA)
BOTH
Issued 08/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 06/05/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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