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Jon Robert Hickman

Ladenburg Thalmann & Co. Inc.

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About Jon Robert Hickman

Jon Hickman is a financial advisor with over 20 years of experience in the industry. Jon is currently registered with Ladenburg Thalmann & Co. Inc. in New York, NY. Previously, Jon worked with MDB Capital Group LLC in Santa Monica, CA, Security Research Associates, Inc. in San Francisco, CA, and Halpern Capital, Inc. in Aventura, FL. Jon holds licenses including Series 63, Series 24, SIE, Series 86, Series 87, and Series 7. Jon is currently registered in California, New York, and Utah.

Firm Information

Jon Hickman is currently registered with Ladenburg Thalmann & Co. Inc.. Ladenburg Thalmann & Co. Inc. is a Corporation formed on December 3, 1971. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 36 regulatory events and 14 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jon Hickman’s Registration & Firm History

NY

06/15/2011 - Present

Ladenburg Thalmann & Co. Inc. (New York NY)

CA

08/17/2005 - 06/16/2011

MDB CAPITAL GROUP LLC (SANTA MONICA CA)

CA

01/10/2005 - 08/16/2005

SECURITY RESEARCH ASSOCIATES, INC. (SAN FRANCISCO CA)

FL

04/11/2003 - 01/25/2005

HALPERN CAPITAL, INC. (AVENTURA FL)

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Licenses & Designations

BC

Issued 05/08/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/20/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/09/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Jon Robert Hickman. Review regulatory record here.
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