Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Richard Braufman is a financial advisor with over 28 years of experience in the industry. Jon is currently registered with Feltl & Co. Jon is a Series 7, Series 24, and Series 63 licensed advisor. Jon has previously held positions with MILLER JOHNSON STEICHEN KINNARD, INC. and MARCHE' SECURITIES, INC. Jon has been registered in California, Minnesota and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
12/11/2006 - Present
Feltl & Co. (Plymouth MN)
MN
09/27/1996 - 12/11/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNETONKA MN)
NA
12/08/1994 - 09/27/1996
MARCHE' SECURITIES, INC.
MN
08/01/1994 - 12/14/1994
SUMMIT INVESTMENT CORPORATION (MINNEAPOLIS MN)
BC
Issued 08/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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