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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Adams is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over $1 trillion in regulatory assets under management. Jon has been in the industry since 1984, and is registered as an investment advisor representative in both Pennsylvania and Texas. Jon has a wide range of experience, having worked previously with firms like Prudential Securities Incorporated, Lehman Brothers Inc., and E. F. Hutton & Company Inc. Jon specializes in providing investment advice to individuals, businesses, corporations, and pension and profit-sharing plans. Jon also serves as a Director for the Heather Baker Foundation and is an advisory board member for the Salvation Army-York Citadel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/12/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (YORK PA)
NY
08/15/1990 - 02/14/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/11/1988 - 08/29/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/09/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
09/24/1984 - 07/09/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/20/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1993
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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