Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Ralph iii Harris is a licensed securities professional with over 9 years of experience in the financial industry. Jon is currently registered with CBRE Capital Advisors, Inc. and holds the Series 63, SIE, and Series 79 licenses. Jon has held previous positions at SERA GLOBAL SECURITIES US LLC, Teneo Securities LLC, Goldin Capital LLC, and Barclays Capital Inc. Jon's experience includes investment banking and capital markets. Jon is dedicated to providing clients with personalized financial guidance and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/06/2023 - Present
Cbre Capital Advisors, Inc. (NEW YORK NY)
NY
09/08/2022 - 11/17/2023
SERA GLOBAL SECURITIES US LLC (NEW YORK NY)
NY
09/24/2020 - 06/15/2022
TENEO SECURITIES LLC (NEW YORK NY)
NY
04/19/2017 - 09/30/2020
GOLDIN CAPITAL LLC (NEW YORK NY)
NY
08/04/2014 - 07/15/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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