Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon R. Wessels is a financial professional with over 20 years of experience in the securities industry. Jon is registered with Citigroup Global Markets Inc. and holds Series 7, 63, and 66 licenses. Jon has been with Citigroup since January 2016. Prior to that Jon was registered with National Securities Corporation from August 2014 to December 2015. Jon provides financial advice to a wide range of clients, including individuals, businesses, and institutions. Jon is committed to providing clients with personalized financial advice and investment strategies tailored to their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New City NY)
NY
08/25/2014 - 12/28/2015
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
12/17/2012 - 08/25/2014
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
11/26/2003 - 12/14/2012
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
MO
07/01/2003 - 11/25/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/26/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/30/2001 - 03/05/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/20/2000 - 10/30/2000
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 09/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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