Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Pinckney is a financial advisor registered with Citigroup Global Markets Inc. based in Lake Forest, CA. Jon has been in the financial industry since 1999, holding previous positions with Wells Fargo Clearing Services, LLC, Purshe Kaplan Sterling Investments, Saxony Securities, Inc., and Balanced Security Planning, Inc. Jon has specialized in investments, retirement planning, and estate planning. In addition to his work as a financial advisor, Jon is also a sailing coach.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/12/2023 - Present
Citigroup Global Markets Inc. (Fountain Valley CA)
CA
05/28/2023 - 12/08/2023
BALANCED SECURITY PLANNING, INC. (NEWPORT BEACH CA)
CA
11/17/2021 - 06/06/2023
SAXONY SECURITIES, INC. (Newport Beach CA)
CA
04/20/2021 - 11/17/2021
PURSHE KAPLAN STERLING INVESTMENTS (Newport Beach CA)
CA
01/30/2009 - 09/11/2019
WELLS FARGO CLEARING SERVICES, LLC (NEWPORT BEACH CA)
CA
01/12/1999 - 02/19/2009
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
IA
Issued 02/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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