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Jon Philip Pecorella

PHX Financial, Inc.

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About Jon Philip Pecorella

Jon Pecorella is a registered representative of PHX Financial, Inc. Jon is a seasoned professional with over 18 years of experience in the financial services industry. Jon has a proven track record of success in providing investment advice to individual and institutional clients. Jon's expertise includes a wide range of investment products and services, including stocks, bonds, mutual funds, and ETFs. Jon holds the Series 7, Series 63, and SIE licenses, and is registered in 51 states and the District of Columbia. Jon is committed to providing his clients with personalized financial advice that meets their unique needs and goals.

Firm Information

Jon Pecorella is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jon Pecorella’s Registration & Firm History

NY

08/21/2014 - Present

PHX Financial, Inc. (Hauppauge NY)

NY

07/11/2013 - 08/28/2014

IAA FINANCIAL LLC (MELVILLE NY)

NY

03/10/2009 - 06/24/2013

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

08/22/2008 - 10/09/2008

FIRST MIDWEST SECURITIES, INC. (LAKE GROVE NY)

NY

01/23/2007 - 09/16/2008

ITRADEDIRECT.COM CORP (SELDEN NY)

NY

05/18/2007 - 05/21/2007

AMERICA'S CHOICE EQUITIES LLC (HAUPPAUGE NY)

NY

02/28/2006 - 02/05/2007

THE CONCORD EQUITY GROUP, LLC (SYOSSET NY)

NY

01/23/2006 - 03/02/2006

GRANITE ASSOCIATES, INC (MELVILLE NY)

FL

09/14/2005 - 01/19/2006

ITRADEDIRECT.COM CORP (BOCA RATON FL)

NY

08/13/2004 - 10/04/2005

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 06/24/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jon Philip Pecorella.
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