Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Paul Zaptin is a financial professional with over 20 years of experience in the industry. Jon has worked at several firms, including FHN Financial Securities Corp., Prager & Co., LLC and J.P. Morgan Securities Inc. Jon is currently registered with Hilltop Securities Inc. Jon's specialties include securities, mutual funds, and variable annuities. Jon holds Series 7, Series 52, Series 53, Series 55 and SIE licenses. Jon is also a registered principal with Hilltop Securities Inc. Jon's primary office is located in Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/26/2024 - Present
Hilltop Securities Inc. (DALLAS TX)
TN
05/24/2012 - 01/17/2024
FHN FINANCIAL SECURITIES CORP. (MEMPHIS TN)
NY
07/02/2008 - 05/25/2012
PRAGER & CO., LLC (NEW YORK NY)
NY
03/21/2003 - 07/02/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 04/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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