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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Paul Willhite is a financial advisor with UBS Financial Services Inc. Jon Paul Willhite has been in the industry since 1986 and has a variety of licenses and registrations, including Series 7, 63 and 65. Jon Paul Willhite has worked for several firms, including Oppenheimer & Co. Inc., CIBC World Markets Corp., Prudential Securities Incorporated and Underwood, Neuhaus & Co., Incorporated. Jon Paul Willhite provides financial planning, portfolio management, and other advisory services to a variety of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
01/16/2009 - Present
UBS Financial Services Inc. (THE WOODLANDS TX)
TX
01/03/2003 - 01/23/2009
OPPENHEIMER & CO. INC. (THE WOODLANDS TX)
NY
11/23/1992 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/23/1989 - 11/24/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
10/28/1987 - 10/30/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
NA
04/25/1986 - 10/09/1987
DOVER GROUP, INC.
IA
Issued 04/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1984
Series 2 - Non-Member General Securities Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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