Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Paul Newsome is a financial professional with over 25 years of experience in the industry. Jon is currently registered with Piper Sandler & Co. in Minneapolis, MN. Jon has held previous roles at Sandler, O'Neill & Partners, L.P., A. G. Edwards & Sons, Inc., Lehman Brothers Inc. and CIBC World Markets. Jon has a strong background in securities and investments, and holds the Series 7, Series 24, Series 63, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/03/2020 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
IL
12/17/2007 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (CHICAGO IL)
MO
01/16/2003 - 12/03/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
11/05/1999 - 12/04/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/09/1996 - 11/16/1999
CIBC WORLD MARKETS (NEW YORK NY)
NA
02/01/1995 - 02/12/1996
DAIN BOSWORTH INCORPORATED
BOTH
Issued 06/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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