Unclaimed
Jon-paul Weiss is a financial advisor registered in New York. Jon-paul is currently associated with Nylife Securities LLC. Jon-paul has been in the financial services industry since 2007 and has held previous positions at NYLIFE DISTRIBUTORS LLC, MILLINGTON SECURITIES, INC., ROYAL ALLIANCE ASSOCIATES, INC., MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Jon-paul is licensed to sell securities in New York and holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/06/2017 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
06/09/2016 - 10/09/2017
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NJ
08/10/2015 - 05/09/2016
MILLINGTON SECURITIES, INC. (RED BANK NJ)
AZ
09/02/2011 - 08/06/2015
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
06/01/2009 - 08/23/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
08/22/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/21/2005 - 08/16/2006
MERCER CAPITAL LTD. (NEW YORK NY)
BC
Issued 12/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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