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Jon Mitchell Stevens

Nuveen Securities, LLC

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About Jon Mitchell Stevens

Jon Mitchell Stevens is a financial advisor with Nuveen Securities, LLC. Jon is based in Minneapolis, MN. Jon has been in the financial services industry since 2005. Jon is Series 7, Series 24, and Series 63 licensed.

Firm Information

Jon Stevens is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jon Stevens’s Registration & Firm History

MN

09/30/2019 - Present

Nuveen Securities, LLC (MINNEAPOLIS MN)

MN

01/03/2011 - 10/12/2012

NUVEEN SECURITIES, LLC (MINNEAPOLIS MN)

ME

11/15/2005 - 01/03/2011

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

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Licenses & Designations

BC

Issued 10/25/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2019

Series 24 - General Securities Principal Examination

BC

Issued 11/14/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jon Mitchell Stevens.
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