Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Kappes is a financial advisor with over 30 years of experience in the financial services industry. Jon is currently registered with Wells Fargo Clearing Services, LLC and has a Series 7, Series 63 and SIE license. Jon has been with Wells Fargo Advisors LLC since May 2009 and with Wells Fargo Clearing Services, LLC since November 2016. Jon has a strong track record of providing financial advice to individuals and families. He is committed to helping his clients reach their financial goals and objectives. Jon is passionate about helping people understand their finances and make informed decisions. Jon offers a variety of financial services, including investment management, financial planning, retirement planning, and estate planning. He is committed to providing his clients with personalized service and a comprehensive financial plan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
03/03/2014 - Present
Wells Fargo Clearing Services, LLC (BLOOMINGTON MN)
MN
01/07/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (EDINA MN)
MN
02/28/2001 - 01/04/2002
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
NY
03/02/1998 - 02/22/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
11/25/1991 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BC
Issued 12/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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