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Jon Michael Bass

Pruco Securities, LLC

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About Jon Michael Bass

Jon Michael Bass is a financial professional with over 10 years of experience in the industry. Jon Michael Bass is currently registered with Pruco Securities, LLC, and is also registered as an Investment Advisor Representative in North Carolina. Jon Michael Bass previously worked for PRINCOR FINANCIAL SERVICES CORPORATION and SUNTRUST INVESTMENT SERVICES, INC. Jon Michael Bass holds Series 6, 63, 26 and 65 licenses as well as the SIE exam. Jon Michael Bass specializes in providing financial advice and investment management services to individuals and corporations.

Firm Information

Jon Bass is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Jon Bass’s Registration & Firm History

NC

05/23/2014 - Present

Pruco Securities, LLC (CHARLOTTE NC)

NC

11/01/2011 - 06/05/2014

PRINCOR FINANCIAL SERVICES CORPORATION (GREENSBORO NC)

NC

06/17/2010 - 09/13/2010

SUNTRUST INVESTMENT SERVICES, INC. (WINSTON-SALEM NC)

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Licenses & Designations

IA

Issued 01/17/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/09/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jon Michael Bass. Review regulatory record here.
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