Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Mclane Finocchio is a registered representative with Pragma LLC. Jon has been in the securities industry since 2005 and has experience in trading and operations. Jon holds the Series 7, Series 55, Series 25, SIE, Series 99TO, Series 7TO, Series 57TO, and Series 63 licenses. Jon is registered to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2022 - Present
Pragma LLC (NEW YORK NY)
NY
06/18/2012 - 12/01/2017
CUTTONE & CO., LLC (NEW YORK NY)
NY
08/02/2010 - 07/18/2012
BAY CREST PARTNERS, LLC (NEW YORK NY)
NJ
07/20/2009 - 07/21/2010
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
11/02/2005 - 07/08/2008
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 08/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2022
Series 57TO - Securities Trader Exam
BC
Issued 05/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2022
Series 99TO - Operations Professional Examination
BC
Issued 03/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2014
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/21/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jon Finocchio is the right advisor for you? Invested Better is here to help.
