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Jon Maier

J.p. Morgan Institutional Investments Inc.

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About Jon Maier

Jon Maier is a financial professional with over 25 years of experience in the industry. Jon has a strong track record of success in the financial services industry, having worked at several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and UBS Securities LLC. Jon is currently registered with J.P. Morgan Institutional Investments Inc. as a broker and is licensed in all 50 states.

Firm Information

Jon Maier is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jon Maier’s Registration & Firm History

NY

04/02/2024 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

NY

06/08/2017 - 02/21/2024

FORESIDE FUND SERVICES, LLC (New York NY)

NY

03/09/2007 - 05/22/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/16/2005 - 03/07/2007

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

09/13/2002 - 08/25/2005

UBS SECURITIES LLC (NEW YORK NY)

NY

11/03/2000 - 01/18/2002

UBS WARBURG LLC (NEW YORK NY)

NJ

07/02/1996 - 11/03/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 06/18/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/10/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 07/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jon Maier.
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