Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Goldenberg is a financial advisor with Charles Schwab & CO., Inc. Jon has been in the industry since 1999 and is registered to provide investment advice in Arizona, California, Connecticut, Delaware, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Pennsylvania, Texas, and Washington. Jon has experience at several other firms including TD Ameritrade, Inc., Scottrade, Inc., Andrew Garrett Inc., RBC Capital Markets, LLC, AXA Advisors, LLC, LPL Financial Corporation, New England Securities, Charles Schwab & CO., Inc., Royal Alliance Associates, Inc., and Vanguard Marketing Corporation. Jon is a registered representative of Charles Schwab & Co., Inc. and is also a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
PA
01/26/2022 - Present
Charles Schwab & CO., Inc. (Wayne PA)
PA
02/26/2018 - 07/29/2024
TD AMERITRADE, INC. (Radnor PA)
PA
05/15/2015 - 02/26/2018
SCOTTRADE, INC. (MEDIA PA)
PA
08/08/2012 - 02/06/2013
ANDREW GARRETT INC. (PHILADELPHIA PA)
PA
06/24/2011 - 01/05/2012
RBC CAPITAL MARKETS, LLC (PHILADELPHIA PA)
PA
09/09/2008 - 12/14/2010
AXA ADVISORS, LLC (LIONVILLE PA)
NJ
09/25/2006 - 03/12/2008
LPL FINANCIAL CORPORATION (PENNINGTON NJ)
PA
07/21/2005 - 07/24/2006
NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)
TX
06/14/2002 - 08/09/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
06/15/2000 - 03/08/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
PA
09/10/1993 - 07/30/1999
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 08/17/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/07/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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