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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Busse is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Memphis, TN. Jon Busse has been in the financial industry since 2000 and has experience with a variety of firms including Edward Jones and Wells Fargo Clearing Services, LLC. Jon Busse is registered with the state of Tennessee and Texas. Jon Busse specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/15/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MEMPHIS TN)
TN
11/20/2020 - 08/31/2022
EDWARD JONES (Germantown TN)
TN
01/17/2019 - 11/10/2020
WELLS FARGO CLEARING SERVICES, LLC (MEMPHIS TN)
PA
01/03/2002 - 04/01/2003
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
IN
07/27/2000 - 10/18/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
07/27/2000 - 10/18/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
10/20/1998 - 07/19/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 02/11/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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