Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Laroche is an active investment advisor representative who has been in the industry since 2002. Jon has experience at several firms including LPL Financial, David Lerner Associates, MML Investors Services and currently works with Cambridge Investment Research Advisors. Jon specializes in working with individuals and families to develop financial plans that meet their specific goals. Jon is also experienced in providing financial advice to charitable organizations, pension plans, and state or municipal government entities. Jon is registered to provide investment advice in Connecticut, Florida, Maryland, New Jersey, North Carolina and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
03/16/2011 - Present
Cambridge Investment Research Advisors, Inc. (BROOKFIELD CT)
CT
10/28/2009 - 03/29/2011
LPL FINANCIAL LLC (BROOKFIELD CT)
CT
07/22/2003 - 10/02/2009
DAVID LERNER ASSOCIATES, INC. (DARIEN CT)
MA
10/25/2002 - 06/10/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 03/18/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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