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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Erickson is a registered investment advisor representative with Morgan Stanley. Jon is a seasoned financial professional with over 30 years of experience in the industry. Jon has a diverse background, having worked at several firms, including Wells Fargo Advisors, LLC, Dreyfus Service Corporation, and Pilgrim America Securities, Inc. Jon has extensive experience working with a variety of clients, including high-net-worth individuals, corporations, and institutions. Jon is licensed to provide investment advice in over 50 states and the District of Columbia. Jon holds a Series 7, 10, 22, 63, and 65 license, and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
03/03/2020 - Present
Morgan Stanley (Las Vegas NV)
NV
01/03/2011 - 10/10/2011
WELLS FARGO ADVISORS, LLC (LAS VEGAS NV)
NV
05/24/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LAS VEGAS NV)
NY
05/13/1999 - 11/24/2003
DREYFUS SERVICE CORPORATION (NEW YORK NY)
VA
02/02/1998 - 04/30/1999
MENTOR SERVICES COMPANY, LLC (RICHMOND VA)
MA
04/02/1997 - 02/02/1998
MENTOR DISTRIBUTORS, LLC (BOSTON MA)
CT
04/10/1995 - 11/11/1996
PILGRIM AMERICA SECURITIES, INC. (WINDSOR CT)
CA
12/16/1993 - 04/10/1995
PILGRIM DISTRIBUTORS CORP. (LOS ANGELES CA)
NA
03/26/1993 - 11/29/1993
DIRECT EQUITIES, INC.
WI
10/20/1992 - 03/30/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
12/16/1991 - 11/13/1992
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IA
Issued 12/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1993
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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