Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Kendal Frick is a financial advisor with LPL Financial LLC. Jon has been in the financial services industry since February 1999. Jon is registered with FINRA, a self-regulatory organization, and holds the Series 66, Series 63, Series 7, and SIE licenses. Jon is also registered as an Investment Advisor Representative in South Dakota and Texas. Jon previously worked for CETERA INVESTMENT SERVICES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Jon is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SD
01/09/2021 - Present
LPL Financial LLC (SIOUX FALLS SD)
SD
05/19/2006 - 04/27/2018
CETERA INVESTMENT SERVICES LLC (SIOUX FALLS SD)
SD
03/19/2004 - 04/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SIOUX FALLS SD)
MO
02/02/1999 - 03/25/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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