Unclaimed
Jon Keith Stucker is an investment advisor representative with Thurston Springer Advisors. Jon is a registered investment advisor in Indiana and has over 38 years of experience in the financial services industry. Jon has a variety of professional designations and has worked with a number of firms, including Waddell & Reed and RBC Capital Markets. Jon specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars. Jon is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
08/26/2020 - Present
Thurston Springer Advisors (INDIANAPOLIS IN)
IN
05/02/2016 - 06/24/2016
WADDELL & REED (INDIANAPOLIS IN)
IN
12/03/2004 - 05/18/2016
RBC CAPITAL MARKETS, LLC (INDIANAPOLIS IN)
MO
06/17/2002 - 11/24/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
OH
02/14/1997 - 07/11/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
07/31/1993 - 02/21/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/24/1984 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
03/22/1983 - 10/24/1984
THOMSON MCKINNON SECURITIES INC.
IA
Issued 06/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/16/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2009
Series 3 - National Commodity Futures Examination
BC
Issued 05/25/1983
Series 5 - Interest Rate Options Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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