Unclaimed
Jon Kazuo Johiro is an investment advisor representative with Cetera Investment Advisers LLC. Jon has been in the industry since September 22, 1993, and is currently registered with Cetera Investment Advisers LLC as an investment advisor representative in California and Texas. Jon also holds a Series 63 license and a Series 65 license. Prior to joining Cetera, Jon worked at First Allied Securities, Inc., Interfirst Capital Corporation, and PFS Investments Inc. Jon is also a manager for Kiferline, LLC, a commercial real estate company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/03/2022 - Present
Cetera Investment Advisers LLC (SAN FRANCISCO CA)
CA
02/11/2002 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SUNNYVALE CA)
CA
05/17/1994 - 02/11/2002
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
GA
07/29/1993 - 03/21/1994
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/12/1998
Series 4 - Registered Options Principal Examination
BC
Issued 08/20/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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