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Jon Kazuo Johiro

Cetera Investment Advisers LLC

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About Jon Kazuo Johiro

Jon Johiro is a financial advisor with Cetera Investment Advisers LLC, a firm with over 16,000 clients. Jon has been in the financial services industry since 1993. Jon has a broad range of experience and holds various licenses including Series 6, 7, 24, 4, 53, 63, 65, 99TO and SIE. Jon also has a wide range of experience with various investment products including mutual funds, variable annuities, stocks, bonds, and options. Cetera Investment Advisers LLC offers advisory services for individuals, businesses, and institutions.

Firm Information

Jon Johiro is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

55 NEW MONTGOMERY ST

SAN FRANCISCO, CA 94105

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jon Johiro’s Registration & Firm History

CA

11/03/2022 - Present

Cetera Investment Advisers LLC (SAN FRANCISCO CA)

CA

02/11/2002 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SUNNYVALE CA)

CA

05/17/1994 - 02/11/2002

INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)

GA

07/29/1993 - 03/21/1994

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 12/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 7/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/2/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/12/1998

Series 4 - Registered Options Principal Examination

BC

Issued 8/20/1996

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/16/1994

Series 7 - General Securities Representative Examination

BC

Issued 7/28/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jon Kazuo Johiro.
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