Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon K. Cartwright is a financial advisor with over 30 years of experience in the financial services industry. Jon is currently registered with Ameriprise Financial Services, LLC and American Enterprise Investment Services Inc. Jon has a broad range of experience, including working with individuals, families, trusts, estates, insurance companies, charitable organizations, pension and profit sharing plans, corporations and other businesses. Jon holds the Series 3, 7, 16, 24, 63, 86, and 87 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
02/14/2017 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
MN
03/04/2016 - 01/18/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
AR
12/02/2014 - 05/08/2015
SIMMONS FIRST INVESTMENT GROUP, INC. (LITTLE ROCK AR)
AR
04/07/2014 - 12/02/2014
SIMMONS FIRST INVESTMENT GROUP, INC. (LITTLE ROCK AR)
AR
08/01/2003 - 04/04/2014
BOSC, INC. (LITTLE ROCK AR)
FL
07/26/1997 - 06/13/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NC
11/29/1995 - 07/28/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
12/26/1986 - 11/14/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 11/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/02/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/09/2004
Series 3 - National Commodity Futures Examination
BC
Issued 06/21/1996
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 11/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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