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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Jeffrey Pedersen is a financial advisor registered with Robert W. Baird & Co. Inc.. Jon Jeffrey Pedersen has been in the financial services industry for over 30 years. Jon Jeffrey Pedersen is registered in Iowa and is a member of the Financial Industry Regulatory Authority (FINRA). Jon Jeffrey Pedersen is currently registered with Robert W. Baird & Co. Inc. and previously registered with Morgan Stanley Smith Barney and Citigroup Global Markets Inc.. Jon Jeffrey Pedersen has a Series 7, Series 31, Series 63 and Series 65 licenses. Jon Jeffrey Pedersen provides services including financial planning, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IA
02/07/2017 - Present
Robert W. Baird & Co. Inc. (SIOUX CITY IA)
IA
06/01/2009 - 07/29/2011
MORGAN STANLEY SMITH BARNEY (SIOUX CITY IA)
IA
05/23/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SIOUX CITY IA)
MN
05/29/1990 - 06/09/1994
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 02/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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