Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Howard Rothenberg is a registered investment advisor representative. Jon has been in the securities industry for over 26 years and is currently affiliated with Cetera Investment Advisers LLC. Jon is registered with the state of Illinois. Previously, Jon was affiliated with First Allied Securities, Inc., Capital Brokerage Corporation, GE Investment Distributors, Inc, CitiCorp Investment Services and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jon's primary business location is in Schaumburg, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
01/28/2008 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
IL
02/01/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SCHAUMBURG IL)
VA
09/09/2002 - 01/01/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CT
01/25/1999 - 12/31/2002
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
NY
01/16/1998 - 12/17/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
06/11/1996 - 12/23/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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