Unclaimed
Jon Hong is a financial advisor with over 27 years of experience in the industry. Jon has worked with J.P. Morgan Securities LLC since 2020. Jon has been registered with FINRA since 1993, and holds Series 4, 7, 8, 9, 10, 24, 55, 57, 63, and 66 licenses. Before joining J.P. Morgan Securities LLC, Jon worked at TD Ameritrade, Inc., Scottrade, Inc., and Kennedy, Cabot & Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/05/2024 - Present
J.p. Morgan Securities LLC (UPLAND CA)
CA
02/26/2018 - 09/11/2019
TD AMERITRADE, INC. (CHINO CA)
CA
07/06/2000 - 02/26/2018
SCOTTRADE, INC. (CHINO CA)
NE
11/07/1997 - 07/10/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
08/24/1995 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
CA
06/08/1995 - 08/17/1995
ASB FINANCIAL SERVICES (IRVINE CA)
NY
01/31/1994 - 02/21/1995
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
07/31/1993 - 09/29/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
03/25/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 01/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/08/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/07/1997
Series 24 - General Securities Principal Examination
BC
Issued 08/21/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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