Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Hatten is a financial advisor based in Louisville, Kentucky, and has been in the financial services industry since March 2008. Jon is currently registered with Empower Advisory Group, LLC, and has been with them since November 2021. Jon has a history of working with firms including EF Legacy Securities, LLC, Portsmouth Financial Services, CUNA Brokerage Services, Inc., Farmers Financial Solutions, LLC, MML Investors Services, LLC, PNC Investments, NatCity Investments, Inc., J.J.B Hilliard, W.L. Lyons, LLC, and A. G. Edwards & Sons, Inc. Jon holds the Series 66, Series 65, Series 26, Series 6TO, SIE, and Series 7 licenses. Jon is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
11/12/2021 - Present
Empower Advisory Group, LLC (Louisville KY)
KY
01/10/2020 - 10/25/2021
EF LEGACY SECURITIES, LLC (LOUISVILLE KY)
KY
03/31/2017 - 01/10/2020
PORTSMOUTH FINANCIAL SERVICES (Louisville KY)
KY
06/04/2015 - 03/16/2017
CUNA BROKERAGE SERVICES, INC. (Georgetown KY)
CO
12/06/2013 - 05/19/2014
FARMERS FINANCIAL SOLUTIONS, LLC (ENGLEWOOD CO)
KY
04/18/2012 - 12/14/2012
MML INVESTORS SERVICES, LLC (LEXINGTON KY)
KY
11/13/2009 - 04/12/2010
PNC INVESTMENTS (ASHLAND KY)
KY
01/22/2009 - 11/13/2009
NATCITY INVESTMENTS, INC. (ASHLAND KY)
WV
05/25/2006 - 05/14/2008
J.J.B HILLIARD, W.L. LYONS, LLC (HUNTINGTON WV)
WV
05/19/2003 - 05/15/2006
A. G. EDWARDS & SONS, INC. (HUNTINGTON WV)
IA
Issued 08/20/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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