Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Harris is a financial advisor with over 40 years of experience in the financial services industry. He is currently registered with LPL Financial LLC, and has held previous positions with Edward Jones, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, PaineWebber Incorporated, E. F. Hutton & Company Inc, and Merrill Lynch, Pierce, Fenner & Smith, Inc. Jon is registered as an investment advisor representative in California and Texas. He also holds the Series 63 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/25/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
06/03/2015 - 12/20/2018
EDWARD JONES (SAN DIEGO CA)
CA
06/01/2009 - 01/07/2011
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
05/06/1997 - 04/02/2007
MORGAN STANLEY DW INC. (RANCHO BERNARDO CA)
NY
01/11/1993 - 04/30/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/03/1985 - 01/06/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/15/1976 - 09/13/1985
E. F. HUTTON & COMPANY INC
NA
01/11/1972 - 06/12/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 06/19/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 01/05/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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