Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Brause is a financial advisor with over 20 years of experience in the industry. Jon is currently registered with Stifel, Nicolaus & Company, Inc. in Colorado, Illinois, Pennsylvania, and Texas. Jon's previous experience includes working at Barclays Capital Inc. in New York, Neuberger Berman, LLC in New York, and Libertyview Alternative Asset Management Inc. in Hoboken, New Jersey. Jon is a Series 66 and Series 63 licensed advisor with a background in providing a range of services including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (DENVER CO)
NY
12/21/2010 - 12/04/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
01/02/2003 - 05/05/2009
NEUBERGER BERMAN, LLC (NEW YORK NY)
NJ
04/25/2001 - 01/02/2003
LIBERTYVIEW ALTERNATIVE ASSET MANAGEMENT INC. (HOBOKEN NJ)
BOTH
Issued 05/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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