Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Jennings is a financial professional with over 30 years of experience in the industry. Jon currently works at Wedbush Securities Inc. Jon has held previous roles at First Wall Street Corp., Smith Culver Investments, Associated Securities Corp., RSR Capital Group, Inc., and Cal State Securities Corp. Jon's areas of specialization include various financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/10/2020 - Present
Wedbush Securities Inc. (MARINA DEL REY CA)
CA
03/26/1997 - 12/31/2008
FIRST WALL STREET CORP. (MARINA DEL RAY CA)
CA
01/02/1997 - 01/23/1997
SMITH CULVER INVESTMENTS (SAN FRANCISCO CA)
MA
11/20/1995 - 11/18/1996
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NA
09/28/1993 - 11/22/1995
RSR CAPITAL GROUP, INC.
CA
11/23/1992 - 02/02/1993
CAL STATE SECURITIES CORP. (LOS ANGELES CA)
NA
06/17/1992 - 09/09/1992
MCBREARTY & CO., INC.
BC
Issued 06/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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