Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon Eric Castaldo is a financial advisor with over 20 years of experience in the financial services industry. Jon holds Series 7, 50, 63, 79TO and SIE licenses and is registered in both New York and New Jersey. Jon is currently associated with Rabo Securities USA, Inc. and previously held positions with UBS Securities LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/27/2020 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
11/14/2006 - 11/17/2008
UBS SECURITIES LLC (NEW YORK NY)
NY
10/07/2003 - 08/22/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
07/28/1999 - 11/08/2005
PB FUNDING CORPORATION (SHELTON CT)
BC
Issued 11/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/12/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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