Unclaimed
Jon E Gauthier is a financial advisor with over 15 years of experience in the industry. Jon currently works at Colarion, a firm with offices in Birmingham, Alabama and Greenville, South Carolina. Jon is registered as a financial advisor in Florida and North Carolina. In the past, Jon has been associated with firms like Amerprise Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Jon is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
SC
01/31/2024 - Present
Colarion (Greenville SC)
FL
07/26/2017 - 11/26/2018
ALLEN C. EWING & CO. (JACKSONVILLE FL)
NC
05/16/2011 - 12/12/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
10/22/2007 - 05/23/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BOTH
Issued 11/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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