Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jon? Claim Your ProfileJon David Yamaoka is a financial advisor with R. Seelaus & Co., LLC. Jon has been in the financial services industry since 2011. Jon holds the Series 7, Series 52TO, Series 53, and Series 63 licenses. Jon is registered with the state of Connecticut, Florida, Illinois, Massachusetts, New Jersey and New York. Jon is currently located at R. Seelaus & Co., LLC's Chatham, NJ branch office. Prior to joining R. Seelaus & Co., LLC Jon was employed at Tribal Capital Markets, LLC and Intercoastal Capital Markets, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/01/2018 - Present
R. Seelaus & CO., LLC (Chatham NJ)
FL
04/26/2017 - 10/05/2018
TRIBAL CAPITAL MARKETS, LLC (BRANDENTON FL)
NJ
03/05/2014 - 04/13/2017
INTERCOASTAL CAPITAL MARKETS, INC. (Summit NJ)
NJ
06/09/2011 - 03/05/2014
R. SEELAUS & CO.,INC. (SUMMIT NJ)
BC
Issued 05/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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