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Jon David Davis

Boston Partners Securities, LLC

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About Jon David Davis

Jon David Davis is a securities professional with over 20 years of experience in the financial services industry. Jon has held positions at several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, TIAA-CREF Individual & Institutional Services, LLC, Teachers Personal Investors Services, Inc. and Highmark Funds Distributors, Inc. Jon currently works as a registered representative for Boston Partners Securities, LLC. Jon is licensed in 52 states and holds the Series 7, 55, 63, 57TO and SIE licenses.

Firm Information

Jon Davis is currently registered with Boston Partners Securities, LLC. Boston Partners Securities, LLC is a Limited Liability Company formed in May 2004. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in seven Regulatory Events and one Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jon Davis’s Registration & Firm History

NY

03/07/2011 - Present

Boston Partners Securities, LLC (NEW YORK NY)

ME

05/21/2010 - 03/04/2011

HIGHMARK FUNDS DISTRIBUTORS, INC. (PORTLAND ME)

NY

09/24/2007 - 05/11/2010

TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)

CA

09/24/2007 - 12/31/2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PASADENA CA)

NY

03/11/2003 - 11/04/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/03/2002 - 02/26/2003

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

CA

08/17/2001 - 07/03/2002

CROWELL, WEEDON & CO. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 04/29/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/28/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jon David Davis.
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